News, Comment & Analysis results for Securities and Futures Commission of Hong Kong

Compliance
10 January 2025

Compliance Corner: Paragon Capital Management, Hong Kong, SFC

The latest compliance news: regulatory developments, punishments, guidance, permissions and...

People Moves
7 January 2025

Summary Of Asia-Pacific Wealth Management Moves – November 2024

A roundup of moves, appointments and personnel changes in the Asia-Pacific wealth management sector...

People Moves
14 November 2024

Hong Kong Investment Funds Association Adds "Honorary Advisor"

The appointment comes as Hong Kong continues to work on developing closer capital and investment...

Compliance
7 November 2024

Compliance Corner: Wealth Management Connect – New Licensed Corporations

The latest compliance news: regulatory developments, punishments, guidance, permissions, new...

Compliance
18 June 2024

Compliance Corner: Tiger Brokers, Hong Kong

The latest compliance news: regulatory developments, punishments, guidance, permissions, new...

New Products
23 April 2024

Asia's Endowus Launches Full-Service Wealth Platform For Hong Kong

The organisation says its fee-only model, use of digital technology and other features is designed...

Financial Results
9 August 2023

Asia's Endowus Raises $35 Million In New Funding Round

Among the investors in the latest round are "four of Asia's wealthiest families" as well as...

M and A
18 October 2022

Singapore-Based Digital Wealth Player Completes Carret Transaction

The purchase of a majority stake in Hong Kong's Carret brings together Endowus, Lumen Capital...

Client Affairs
15 November 2021

HSBC In Singapore Bolsters DIY Trading Footprint With Saxo

HSBC Singapore plans to integrate Saxo’s trading platform so that it can offer enhanced trading...

People Moves
28 October 2021

Value Partners Names New President For Hong Kong

The group has tapped a rival regional CEO as its new president to help grow investment flows...

Comment & Analysis results for Securities and Futures Commission of Hong Kong